Tsutsui-Kimura, I., Uchida, N., & Watabe-Uchida, M. (2022). Dynamical management of potential threats regulated by dopamine and direct- and indirect-pathway neurons in the tail of the striatum. bioRxiv.Abstract
Avoiding potential threats before experiencing an actual outcome is critical to prevent a disaster. Here we examined roles of the tail of the striatum (TS) and its dopamine input in threat management. Mice were presented with a potential threat (a moving object) while pursuing rewards. Mice initially failed to obtain rewards, but gradually successfully obtained rewards in later trials. We show that the initial failures depended on dopamine and direct-pathway neurons in TS, and variability in failure rate across trials and individuals was positively correlated with the activity of these neurons. In contrast, indirect-pathway neurons in TS were critical for eventual improvement in reward acquisition, and their activity was positively correlated with successful reward acquisition. These results demonstrate that direct- and indirect-pathway TS neurons promote and suppress threat avoidance, respectively, at different stages, providing a mechanism for overcoming a potential threat while maintaining the threat estimates.
Mikhael, J. G., Kim, H. G. R., Uchida, N., & Gershman, S. J. (2022). The role of state uncertainty in the dynamics of dopamine. Curr Biol , (Advance online). Publisher's VersionAbstract
Reinforcement learning models of the basal ganglia map the phasic dopamine signal to reward prediction errors (RPEs). Conventional models assert that, when a stimulus predicts a reward with fixed delay, dopamine activity during the delay should converge to baseline through learning. However, recent studies have found that dopamine ramps up before reward in certain conditions even after learning, thus challenging the conventional models. In this work, we show that sensory feedback causes an unbiased learner to produce RPE ramps. Our model predicts that when feedback gradually decreases during a trial, dopamine activity should resemble a “bump,” whose ramp-up phase should, furthermore, be greater than that of conditions where the feedback stays high. We trained mice on a virtual navigation task with varying brightness, and both predictions were empirically observed. In sum, our theoretical and experimental results reconcile the seemingly conflicting data on dopamine behaviors under the RPE hypothesis.
Akiti, K., Tsutsui-Kimura, I., Xie, Y., Mathis, A., Markowitz, J., Anyoha, R., Datta, S. R., et al. (2021). Striatal dopamine explains novelty-induced behavioral dyanamics and individual variability in threat prediction. bioRxiv. Publisher's VersionAbstract
Animals exhibit diverse behavioral responses, such as exploration and avoidance, to novel cues in the environment. However, it remains unclear how dopamine neuron-related novelty responses influence behavior. Here, we characterized dynamics of novelty exploration using multi-point tracking (DeepLabCut) and behavioral segmentation (MoSeq). Novelty elicits a characteristic sequence of behavior, starting with investigatory approach and culminating in object engagement or avoidance. Dopamine in the tail of striatum (TS) suppresses engagement, and dopamine responses were predictive of individual variability in behavior. Behavioral dynamics and individual variability were explained by a novel reinforcement learning (RL) model of threat prediction, in which behavior arises from a novelty-induced initial threat prediction (akin to “shaping bonus”), and a threat prediction that is learned through dopamine-mediated threat prediction errors. These results uncover an algorithmic similarity between reward- and threat-related dopamine sub-systems.
Starkweather, C. K., & Uchida, N. (2021). Dopamine signals as temporal difference errors: recent advances. Curr Opin Neurobiol , 67, 95-105. Publisher's VersionAbstract
In the brain, dopamine is thought to drive reward-based learning by signaling temporal difference reward prediction errors (TD errors), a ‘teaching signal’ used to train computers. Recent studies using optogenetic manipulations have provided multiple pieces of evidence supporting that phasic dopamine signals function as TD errors. Furthermore, novel experimental results have indicated that when the current state of the environment is uncertain, dopamine neurons compute TD errors using ‘belief states’ or a probability distribution over potential states. It remains unclear how belief states are computed but emerging evidence suggests involvement of the prefrontal cortex and the hippocampus. These results refine our understanding of the role of dopamine in learning and the algorithms by which dopamine functions in the brain.
Kim, H. R., Malik, A. N., Bech, P., Tsutsui-Kimura, I., Sun, F., Zhang, Y., Li, Y., et al. (2020). A unified framework for dopamine signals across timescales. Cell , 183 (6), 1600-1616. Publisher's VersionAbstract
Rapid phasic activity of midbrain dopamine neurons is thought to signal reward prediction errors (RPEs), resembling temporal difference errors used in machine learning. However, recent studies describing slowly increasing dopamine signals have instead proposed that they represent state values and arise independent from somatic spiking activity. Here we developed experimental paradigms using virtual reality that disambiguate RPEs from values. We examined dopamine circuit activity at various stages, including somatic spiking, calcium signals at somata and axons, and striatal dopamine concentrations. Our results demonstrate that ramping dopamine signals are consistent with RPEs rather than value, and this ramping is observed at all stages examined. Ramping dopamine signals can be driven by a dynamic stimulus that indicates a gradual approach to a reward. We provide a unified computational understanding of rapid phasic and slowly ramping dopamine signals: dopamine neurons perform a derivative-like computation over values on a moment-by-moment basis.
Starkweather, C. K., & Uchida, N. (2020). Dopamine reward prediction errors: The interplay between experiments and theory. In The Cognitive Neuroscience . MIT Press. Publisher's VersionAbstract
Reinforcement-learning theories provide a normative perspective on learning and decision-making. In the 1990s, neurophysiology experiments revealed an exceptional correspondence between the activity of midbrain dopamine neurons and the reward prediction error (RPE) signal used to train computers in a reinforcement-learning algorithm called temporal difference (TD) learning. Studies of midbrain dopamine neurons play a pivotal role at the interface of empirical and theoretical studies. A theoretical framework for reinforcement
learning has facilitated the interpretation of neurophysiology data and has guided the design of future studies. Here we discuss recent developments in the interplay between experimental findings and theories of dopamine signaling. In particular, recent studies emphasize the importance of state uncertainty in the neurobiological implementation of reinforcement learning.
Amo, R., Yamanaka, A., Tanaka, K. F., Uchida, N., & Watabe-Uchida, M. (2020). A gradual backward shift of dopamine responses during associative learning. BioRxiv , 2020.10.04.325324. Publisher's VersionAbstract
It has been proposed that the activity of dopamine neurons approximates temporal difference (TD) prediction error, a teaching signal developed in reinforcement learning, a field of machine learning. However, whether this similarity holds true during learning remains elusive. In particular, some TD learning models predict that the error signal gradually shifts backward in time from reward delivery to a reward-predictive cue, but previous experiments failed to observe such a gradual shift in dopamine activity. Here we demonstrate conditions in which such a shift can be detected experimentally. These shared dynamics of TD error and dopamine activity narrow the gap between machine learning theory and biological brains, tightening a long-sought link.
Tsutsui-Kimura, I., Matsumoto, H., Akiti, K., Yamada, M. M., Uchida, N., & Watabe-Uchida, M. (2020). Distinct temporal difference error signals in dopamine axons in three regions of the striatum in a decision-making task. eLife , 9:e62390. Publisher's VersionAbstract
Different regions of the striatum regulate different types of behavior. However, how dopamine signals differ across striatal regions and how dopamine regulates different behaviors remain unclear. Here, we compared dopamine axon activity in the ventral, dorsomedial, and dorsolateral striatum, while mice performed a perceptual and value-based decision task. Surprisingly, dopamine axon activity was similar across all three areas. At a glance, the activity multiplexed different variables such as stimulus-associated values, confidence and reward feedback at different phases of the task. Our modeling demonstrates, however, that these modulations can be inclusively explained by moment-by-moment changes in the expected reward, i.e. the temporal difference error. A major difference between areas was the overall activity level of reward responses: reward responses in dorsolateral striatum were positively shifted, lacking inhibitory responses to negative prediction errors. The differences in dopamine signals put specific constraints on the properties of behaviors controlled by dopamine in these regions.
Lowet, A. S., Zheng, Q., Matias, S., Drugowitsch, J., & Uchida, N. (2020). Distributional Reinforcement Learning in the Brain. Trends Neurosci. , 43, 980-997. Publisher's VersionAbstract
Learning about rewards and punishments is critical for survival. Classical studies have demonstrated an impressive correspondence between the firing of dopamine neurons in the mammalian midbrain and the reward prediction errors of reinforcement learning algorithms, which express the difference between actual reward and predicted mean reward. However, it may be advantageous to learn not only the mean but also the complete distribution of potential rewards. Recent advances in machine learning have revealed a biologically plausible set of algorithms for reconstructing this reward distribution from experience. Here, we review the mathematical foundations of these algorithms as well as initial evidence for their neurobiological implementation. We conclude by highlighting outstanding questions regarding the circuit computation and behavioral readout of these distributional codes.
Lak, A., Hueske, E., Hirokawa, J., Masset, P., Ott, T., Urai, A. E., Donner, T. H., et al. (2020). Reinforcement biases subsequent perceptual decisions when confidence is low: a widespread behavioral phenomenon. eLife , 9. Publisher's VersionAbstract
Learning from successes and failures often improves the quality of subsequent decisions. Past outcomes, however, should not influence purely perceptual decisions after task acquisition is complete since these are designed so that only sensory evidence determines the correct choice. Yet, numerous studies report that outcomes can bias perceptual decisions, causing spurious changes in choice behavior without improving accuracy. Here we show that the effects of reward on perceptual decisions are principled: past rewards bias future choices specifically when previous choice was difficult and hence decision confidence was low. We identified this phenomenon in six datasets from four laboratories, across mice, rats, and humans, and sensory modalities from olfaction and audition to vision. We show that this choice-updating strategy can be explained by reinforcement learning models incorporating statistical decision confidence into their teaching signals. Thus, reinforcement learning mechanisms are continually engaged to produce systematic adjustments of choices even in well-learned perceptual decisions in order to optimize behavior in an uncertain world.
Dabney, W., Kurth-Nelson, Z., Uchida, N., Starkweather, C. K., Hassabis, D., Munos, R., & Botvinick, M. (2020). A distributional code for value in dopamine-based reinforcement learning. Nature , 577 (7792), 671-675. Publisher's VersionAbstract
Since its introduction, the reward prediction error theory of dopamine has explained a wealth of empirical phenomena, providing a unifying framework for understanding the representation of reward and value in the brain1,2,3. According to the now canonical theory, reward predictions are represented as a single scalar quantity, which supports learning about the expectation, or mean, of stochastic outcomes. Here we propose an account of dopamine-based reinforcement learning inspired by recent artificial intelligence research on distributional reinforcement learning4,5,6. We hypothesized that the brain represents possible future rewards not as a single mean, but instead as a probability distribution, effectively representing multiple future outcomes simultaneously and in parallel. This idea implies a set of empirical predictions, which we tested using single-unit recordings from mouse ventral tegmental area. Our findings provide strong evidence for a neural realization of distributional reinforcement learning.
Uchida, N., & Gershman, S. J. (2019). Believing in dopamine. Nat Rev Neurosci. , 20 (11), 703-714. Publisher's VersionAbstract
Midbrain dopamine signals are widely thought to report reward prediction errors that drive learning in the basal ganglia. However, dopamine has also been implicated in various probabilistic computations, such as encoding uncertainty and controlling exploration. Here, we show how these different facets of dopamine signalling can be brought together under a common reinforcement learning framework. The key idea is that multiple sources of uncertainty impinge on reinforcement learning computations: uncertainty about the state of the environment, the parameters of the value function and the optimal action policy. Each of these sources plays a distinct role in the prefrontal cortex–basal ganglia circuit for reinforcement learning and is ultimately reflected in dopamine activity. The view that dopamine plays a central role in the encoding and updating of beliefs brings the classical prediction error theory into alignment with more recent theories of Bayesian reinforcement learning.
Watabe-Uchida, M., & Uchida, N. (2018). Multiple Dopamine Systems: Weal and Woe of Dopamine. Cold Spring Harb Symp Quant Biol , 83, 83-95. Publisher's VersionAbstract
The ability to predict future outcomes increases the fitness of the animal. Decades of research have shown that dopamine neurons broadcast reward prediction error (RPE) signals—the discrepancy between actual and predicted reward—to drive learning to predict future outcomes. Recent studies have begun to show, however, that dopamine neurons are more diverse than previously thought. In this review, we will summarize a series of our studies that have shown unique properties of dopamine neurons projecting to the posterior “tail” of the striatum (TS) in terms of anatomy, activity, and function. Specifically, TS-projecting dopamine neurons are activated by a subset of negative events including threats from a novel object, send prediction errors for external threats, and reinforce avoidance behaviors. These results indicate that there are at least two axes of dopamine-mediated reinforcement learning in the brain—one learning from canonical RPEs and another learning from threat prediction errors. We argue that the existence of multiple learning systems is an adaptive strategy that makes possible each system optimized for its own needs. The compartmental organization in the mammalian striatum resembles that of a dopamine-recipient area in insects (mushroom body), pointing to a principle of dopamine function conserved across phyla.
Tye, K. M., & Uchida, N. (2018). Editorial overview: Neurobiology of behavior. Current opinion in neurobiology , 49 (April 2018), iv-ix. Publisher's Version
Babayan, B. M., Uchida, N., & Gershman, S. J. (2018). Belief state representation in the dopamine system. Nature communications , 9 (1), 1891. Publisher's VersionAbstract
Learning to predict future outcomes is critical for driving appropriate behaviors. Reinforcement learning (RL) models have successfully accounted for such learning, relying on reward prediction errors (RPEs) signaled by midbrain dopamine neurons. It has been proposed that when sensory data provide only ambiguous information about which state an animal is in, it can predict reward based on a set of probabilities assigned to hypothetical states (called the belief state). Here we examine how dopamine RPEs and subsequent learning are regulated under state uncertainty. Mice are first trained in a task with two potential states defined by different reward amounts. During testing, intermediate-sized rewards are given in rare trials. Dopamine activity is a non-monotonic function of reward size, consistent with RL models operating on belief states. Furthermore, the magnitude of dopamine responses quantitatively predicts changes in behavior. These results establish the critical role of state inference in RL.
Menegas, W., Akiti, K., Amo, R., Uchida, N., & Watabe-Uchida, M. (2018). Dopamine neurons projecting to the posterior striatum reinforce avoidance of threatening stimuli. Nature neuroscience , 21 (10), 14-21.Abstract
Midbrain dopamine neurons are well known for their role in reward-based reinforcement learning. We found that the activity of dopamine axons in the posterior tail of the striatum (TS) scaled with the novelty and intensity of external stimuli, but did not encode reward value. We demonstrated that the ablation of TS-projecting dopamine neurons specifically inhibited avoidance of novel or high-intensity stimuli without affecting animals’ initial avoidance responses, suggesting a role in reinforcement rather than simply in avoidance itself. Furthermore, we found that animals avoided optogenetic activation of dopamine axons in TS during a choice task and that this stimulation could partially reinstate avoidance of a familiar object. These results suggest that TS-projecting dopamine neurons reinforce avoidance of threatening stimuli. More generally, our results indicate that there are at least two axes of reinforcement learning using dopamine in the striatum: one based on value and one based on external threat.
Starkweather, C. K., Gershman, S. J., & Uchida, N. (2018). The Medial Prefrontal Cortex Shapes Dopamine Reward Prediction Errors under State Uncertainty. Neuron , 98 (3), 616-629. Publisher's VersionAbstract
Animals make predictions based on currently available information. In natural settings, sensory cues may not reveal complete information, requiring the animal to infer the “hidden state” of the environment. The brain structures important in hidden state inference remain unknown. A previous study showed that midbrain dopamine neurons exhibit distinct response patterns depending on whether reward is delivered in 100% (task 1) or 90% of trials (task 2) in a classical conditioning task. Here we found that inactivation of the medial prefrontal cortex (mPFC) affected dopaminergic signaling in task 2, in which the hidden state must be inferred (“will reward come or not?”), but not in task 1, where the state was known with certainty. Computational modeling suggests that the effects of inactivation are best explained by a circuit in which the mPFC conveys inference over hidden states to the dopamine system.
Kohl, J., Babayan, B. M., Rubinstein, N. D., Autry, A. E., Marin-Rodriguez, B., Kapoor, V., Miyamichi, K., et al. (2018). Functional circuit architecture underlying parental behaviour. Nature , 556, 326-331.Abstract
Parenting is essential for the survival and wellbeing of mammalian offspring. However, we lack a circuit-level understanding of how distinct components of this behaviour are coordinated. Here we investigate how galanin-expressing neurons in the medial preoptic area (MPOAGal) of the hypothalamus coordinate motor, motivational, hormonal and social aspects of parenting in mice. These neurons integrate inputs from a large number of brain areas and the activation of these inputs depends on the animal's sex and reproductive state. Subsets of MPOAGal neurons form discrete pools that are defined by their projection sites. While the MPOAGalpopulation is active during all episodes of parental behaviour, individual pools are tuned to characteristic aspects of parenting. Optogenetic manipulation of MPOAGal projections mirrors this specificity, affecting discrete parenting components. This functional organization, reminiscent of the control of motor sequences by pools of spinal cord neurons, provides a new model for how discrete elements of a social behaviour are generated at the circuit level.
Cohen, J. Y., & Uchida, N. (2017). Serotonin: Slow motion. eLife , 6 e24792. Publisher's VersionAbstract
Optogenetic stimulation of serotonin neurons in the dorsal raphe causes mice to move more slowly without causing any apparent motor deficits or anxiety-like effects.
Menegas, W., Uchida, N., & Watabe-Uchida, M. (2017). A Self-Killing Rabies Virus That Leaves a Trace on the DNA. Trends Neurosci. , 40 (10), 589-591. Publisher's VersionAbstract
Although modified rabies viruses have emerged as a powerful tool for tracing the inputs to genetically defined populations of neurons, the toxicity of the virus has limited its utility. A recent study employed a self-inactivating rabies (SiR) virus that enables recording or manipulation of targeted neurons for months.